Board of Directors Committee Composition

Chairman of the Board = Chairman of the Board      Chair = Chair     Committee Member = Member   Independent Director = Independent Director
  Audit Valuation Compensation Nominating and Corporate Governance
Christopher Lacovara Chairman of the Board Independent Director        
C. Michael Jacobi Independent Director        
Dean Kehler        
Albert G. Pastino Independent Director        
Dayl W. Pearson        
C. Turney Stevens Jr. Independent Director        
John A. Ward III Independent Director        

Stock transaction information provided by EDGAR Online. KCAP Financial, Inc. makes no representation or warranty with respect to any of the information contained herein, takes no responsibility for supplementing, updating or correcting any such information and shall have no liability with respect to any such information. This listing does not include derivatives, such as stock option grants or shares purchased through an employee stock purchase plan. For recent transactions, please search for "Section 16" filings at our SEC filings page.

Contact the Board

You can contact KCAP Financial, Inc.'s Board of Directors to provide comments, to report concerns, or to ask a question, at the following address.

Corporate Secretary
KCAP Financial, Inc.
295 Madison Ave.
6th Floor
New York, NY 10017
United States

You may submit your concern anonymously or confidentially by postal mail. You may also indicate whether you are a shareholder, customer, supplier, or other interested party.

Communications are distributed to the Board, or to any individual directors as appropriate, depending on the facts and circumstances outlined in the communication. In that regard, the KCAP Financial, Inc. board of directors has requested that certain items which are unrelated to the duties and responsibilities of the board should be excluded, such as:

  • Product complaints
  • Product inquiries
  • New product suggestions
  • Resumes and other forms of job inquiries
  • Surveys
  • Business solicitations or advertisements

In addition, material that is unduly hostile, threatening, illegal or similarly unsuitable will be excluded, with the provision that any communication that is filtered out must be made available to any non-management director upon request.

You may also communicate online with our Board of Directors as a group.


$3.17   + 0.03
4:00 PM ET


Quotes delayed at least 20 minutes.
Information provided by eSignal.

Terms of Use • Copyright © 2018 • KCAP Financial, Inc. • All Rights Reserved